Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01435 | 07/22/2021 | Claimant(s): Christopher DiGregorio Claimant Lawyers(s): Daniel D'Costa Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ | ||
| 20-00397 | 08/09/2020 | Claimant(s): Josephine Mastilak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA | ||
| 19-01682 | 01/13/2020 | Claimant(s): Paul Carpenter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA | ||
| 18-04425 | 08/01/2019 | Claimant(s): Kenneth Levene Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 18-01019 | 11/21/2018 | Claimant(s): Harris Nydick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Andrea Shafer Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 18-01127 | 11/14/2018 | Claimant(s): Jared Friedman Claimant Lawyers(s): Jared Scott Friedman Respondent(s): IFS Securities Respondent Lawyers(s): J. Thomas Sadler Arbitrator(s): Catherine Stewart, Stanley M. Lenkowicz, Sylvia Kaminsky Hearing Site: Newark, NJ | ||
| 17-02503 | 05/31/2018 | Claimant(s): Amanda Glanz Claimant Lawyers(s): Eric Litow Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 17-00394 | 08/17/2017 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Robert O'Herlihy Respondent Lawyers(s): Robert Frances O'Herlihy Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | ||
| 15-01270 | 06/20/2017 | Claimant(s): Sally Boyle Claimant Lawyers(s): Sally J. Boyle Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Sharon L. Monroe, Catherine Stewart, John Francis Markuns Hearing Site: Manchester, NH | ||
| 13-00870 | 04/16/2014 | Claimant(s): Boenning & Scattergood. Claimant Lawyers(s): Frank R. Emmerich Respondent(s): James Lennon Respondent Lawyers(s): Jean Hanna Bickhart Arbitrator(s): Roslyn G. Pollack, Catherine Stewart, Karen R. Perri Hearing Site: Philadelphia, PA |