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FINRA Awards for Erica Anne Dorwart

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0235203/12/2018Claimant(s): Christopher Clark
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): BOK Financial Securities., BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): David G. Ritchie, Bill Lamoreaux, Jeff Kilgore
Hearing Site: Oklahoma City, OK
16-0169006/23/2017Claimant(s): John Avey
Claimant Lawyers(s): Alan C. Friedberg
Respondent(s): BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): Steven Meyrich, Martin M. Berliner, Sheldon Edward Friedman
Hearing Site: Denver, CO
09-0209210/19/2012Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Barry Kellerman
Respondent Lawyers(s): Barry Kellerman
Arbitrator(s): John Fox Arnold, Dennis Jay Capriglione, Raymond Przybylowski
Hearing Site: Little Rock, AR
06-0185111/15/2007Claimant(s): BOSC.
Claimant Lawyers(s): Erica Anne Dorwart
Respondent(s): Brinkley Farnsworth
Respondent Lawyers(s): Charles W. Hill
Arbitrator(s): John Thomas Deutsch, F. Guthrie Castle, Lawrence W. Kern
Hearing Site: Memphis, TN

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