| 21-02300 | 04/06/2022 | Claimant(s): Ryan Loynd
Claimant Lawyers(s): Alan Baskin
Respondent(s): Coastal Equities.
Respondent Lawyers(s): Francis J. Skinner
Arbitrator(s): Daniel Baruch Lidawer, Jay Lawrence Witkin, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
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| 21-00268 | 01/12/2022 | Claimant(s): Robert Heller
Claimant Lawyers(s): Kevin Lampone
Respondent(s): William Pfeifer
Respondent Lawyers(s): Stephen J. Anthony
Arbitrator(s): Jay Lawrence Witkin, Steven M. Guttell, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
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| 19-03396 | 06/10/2020 | Claimant(s): Todd Foster
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SunAmerica Securities.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
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| 19-02762 | 05/08/2020 | Claimant(s): Michael Osland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
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| 18-04092 | 11/05/2019 | Claimant(s): Marc Menton
Claimant Lawyers(s): Alan Baskin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Jay Lawrence Witkin, Michael Kelley, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
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| 14-00720 | 10/22/2015 | Claimant(s): Barbara Sellick
Claimant Lawyers(s): Barbara M. Sellick
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Jay Lawrence Witkin, Holly A. Hart, Joseph E. Mais
Hearing Site: Phoenix, AZ
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| 15-00217 | 07/27/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Judy Louie
Respondent(s): Matthew Harrison
Respondent Lawyers(s): Steven R. Rensch
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
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| 14-00444 | 12/12/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
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| 12-00385 | 08/21/2013 | Claimant(s): Richard Groff, Wealth Management International, Ltd.
Claimant Lawyers(s): Edwin A. Barkel
Respondent(s): Adam Carlini, Jackie Groff, Jennifer Carlini, Dynamic Wealth Management LLC
Respondent Lawyers(s): Cory L. Braddock, Edwin A. Barkel
Arbitrator(s): Charles W. Herf, Eugene R. Nielson, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
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| 11-03134 | 01/22/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lloyd Church
Respondent Lawyers(s): David J. Hase
Arbitrator(s): John J. Balitis, Jay Lawrence Witkin, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
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