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FINRA Awards for Stephen J. Anthony

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0026801/12/2022Claimant(s): Robert Heller
Claimant Lawyers(s): Kevin Lampone
Respondent(s): William Pfeifer
Respondent Lawyers(s): Stephen J. Anthony
Arbitrator(s): Jay Lawrence Witkin, Steven M. Guttell, Richard Kent Mahrle
Hearing Site: Phoenix, AZ

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