FINRA Awards for Joseph Stone Capital L.L.C.

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01993	05/22/2023	Claimant(s): Peter Mirenda Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing. Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo Hearing Site: Orlando, FL
22-01685	05/12/2023	Claimant(s): Allan Babaian Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C. Respondent Lawyers(s): Damian Maggio, Emily A. Hayes Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen Hearing Site: Boca Raton, FL
22-02016	05/08/2023	Claimant(s): Joseph Fallarino Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., Worden Capital Management LLC Respondent Lawyers(s): Damian Maggio, Jamie J. Worden Arbitrator(s): Thomas M. Amadio, Mary Julia O'Connell, Eric Goldman Hearing Site: New York, NY
22-01474	03/06/2023	Claimant(s): Paul Lamontanaro Claimant Lawyers(s): Robert J. Hantman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): James Vincent Pardy Arbitrator(s): Thomas Caiaffa, Aaron Peron Ogletree, John Warner Lowe Hearing Site: New York, NY
19-00599	07/23/2019	Claimant(s): Joseph Stone Capital L.L.C. Claimant Lawyers(s): Damian Maggio Respondent(s): Harold Jones Respondent Lawyers(s): Harold Steve Jones Arbitrator(s): Lorrie E Whitfield Hearing Site: New York, NY
17-00320	02/26/2018	Claimant(s): Joseph Stone Capital L.L.C. Claimant Lawyers(s): Damian Maggio Respondent(s): Shane Dawkins Respondent Lawyers(s): Shane Dawkins Arbitrator(s): Richard E. Castiglioni Hearing Site: New York, NY