FINRA Awards for Joseph Stone Capital L.L.C.

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03674	09/22/2022	Claimant(s): Richard Dawalt Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Rafael A. Porrata-Doria, Fred W. Miller, Stephen J. Scherf Hearing Site: Philadelphia, PA		$75,000
22-00115	06/16/2022	Claimant(s): Gary Brown Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen Hearing Site: Dallas, TX		Dismissed by Rule 12206
17-01681	08/09/2019	Claimant(s): The Joseph Conti Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Erik Pica, Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin Hearing Site: Newark, NJ		$10,000
16-02059	04/10/2019	Claimant(s): Thomas Whitman Claimant Lawyers(s): Richard Fosher Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Edward Blumstein, Tina E. Patterson, W. Michael Frazier Hearing Site: Charleston, WV		$74,993