| 23-00996 | 01/02/2024 | Claimant(s): Livia Mendes Mansur
Claimant Lawyers(s): Mark David Hunter
Respondent(s): XP Investments US
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Richard Carl Smukler, John S. Leech, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 23-00097 | 06/16/2023 | Claimant(s): Samuel Bosch Schultz
Claimant Lawyers(s): Samuel Juan Alberto Bosch Schultz
Respondent(s): Frederick Bates
Respondent Lawyers(s): Jeffrey Tew
Arbitrator(s): Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 20-02993 | 02/06/2023 | Claimant(s): John Orlando
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Blake Levy, Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Randy R Freedman, Jeffrey R. Roth, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 17-03283 | 06/25/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Cohen
Respondent Lawyers(s): Ira Marcus
Arbitrator(s): Mark David Hunter, Carl Henry Perdue, Anthony Terence Flynn
Hearing Site: Boca Raton, FL
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| 14-03207 | 05/03/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Caryn Diamond Shaw
Respondent(s): Shane Kelly
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Gloria O. North, Richard H. Schneider, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 14-02560 | 02/08/2016 | Claimant(s): Herbert Jablin
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Lawrence M. Green, James W. Geiger, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 14-02152 | 11/12/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): John Longman
Respondent Lawyers(s): Omar Ortega
Arbitrator(s): Jill Pilgrim, Stephen Trigg Kuhn, Carl Henry Perdue
Hearing Site: Miami, FL
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| 11-00421 | 03/07/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Michael Hester
Respondent Lawyers(s): Michael J. Hester
Arbitrator(s): Carl Henry Perdue
Hearing Site: Tampa, FL
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