18-04216 | 07/09/2021 | Claimant(s): Andrew Safran Claimant Lawyers(s): Jonathan S. Sack Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Paul R. Walsh, Richard A. Cini, Mitchell Regenbogen Hearing Site: New York, NY
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09-05060 | 11/04/2010 | Claimant(s): Syed Haider Claimant Lawyers(s): Mark J. Astarita Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Vicki Z. Holleman, Michael E. Olney, Paul R. Walsh Hearing Site: New York, NY
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09-01863 | 07/01/2010 | Claimant(s): Joseph Amundsen Claimant Lawyers(s): Joseph S. Amundsen Respondent(s): Aaron Gilbert, Daniel Overmyer, Edward Overmyer, Jamie Cawley, Jesse Bookheim, COPS Worldwide., IDX Derivatives, Morton International Corporation Respondent Lawyers(s): Aaron Gilbert, Compliance Officer, Daniel Overmyer, Edward Overmyer, George Brunelle, Jesse Louis Bookheim Arbitrator(s): Ernest Fanwick, Joan M. Traub, Paul R. Walsh Hearing Site: New York, NY
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08-01653 | 10/15/2009 | Claimant(s): Francois Pages Claimant Lawyers(s): Hollis Gonerka Bart Respondent(s): Calyon Securities (USA) Inc Respondent Lawyers(s): Barbara M. Roth Arbitrator(s): Annette B. Meyers, Michael S. Lazan, Paul R. Walsh Hearing Site: New York, NY
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06-05062 | 03/11/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Susan J. Steinthal Respondent(s): Global Credit Partners Respondent Lawyers(s): Harry J. Delagrammatikas Arbitrator(s): Michael T. Curley, Andrew H. Freund, Paul R. Walsh Hearing Site: New York, NY
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06-02146 | 02/14/2008 | Claimant(s): Stifel, Nicolaus & Co.., Frank Whiteside, Robert Andresen, Stephen Jusick Claimant Lawyers(s): Jeffrey J. Kalinowski, Robert Novack Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Scott J. Vold Arbitrator(s): Robert S. Getman, Simone A. Muscarnera, Paul R. Walsh Hearing Site: Newark, NJ
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06-01926 | 07/30/2007 | Claimant(s): Charles Ostrove Claimant Lawyers(s): Edward H. Glenn Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco Hearing Site: New York, NY
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