| 23-02966 | 10/01/2024 | Claimant(s): Steven Perrmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Madison Avenue Securities, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Ryan P. Friel
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
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| 23-01271 | 01/19/2024 | Claimant(s): Gail Jensen, Martin McNees
Claimant Lawyers(s): Bradley Ziegler
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): John C. Gray
Arbitrator(s): Mark R. Lee, Ronald N. Roth, Vytas Tarulis
Hearing Site: San Diego, CA
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| 22-00861 | 11/29/2022 | Claimant(s): Michael Ballard
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Bradley Ziegler
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
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| 21-03078 | 08/23/2022 | Claimant(s): Tod Lenhoff
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Financial West Group, Madison Avenue Securities
Respondent Lawyers(s): Gene Valentine, Jeffrey S. Kob
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 20-03176 | 07/02/2021 | Claimant(s): Meagan Phelps
Claimant Lawyers(s): Zachary Hayes- Macaluso
Respondent(s): Madison Avenue Securities, Syndicated Capital.
Respondent Lawyers(s): Faith Lee, Jeffrey S. Kob
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
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| 20-00778 | 03/02/2021 | Claimant(s): Christopher Jacob
Claimant Lawyers(s): Brian Luther
Respondent(s): Madison Avenue Securities
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Robert J. Gryzmala
Hearing Site: St. Louis, MO
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