FINRA Awards for Howard D. Jacob

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Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00389	01/17/2014	Claimant(s): Peter Brown Claimant Lawyers(s): Peter Alexander Brown Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Ira Rosenstein Arbitrator(s): Jeffrey A. Sonshine, Howard D. Jacob, Robert G. O'Brien Hearing Site: New York, NY
11-02213	12/12/2011	Claimant(s): James Schwantner Claimant Lawyers(s): James Schwantner Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): John Castelly, Kitoh Grey Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally Hearing Site: New York, NY
11-00861	11/01/2011	Claimant(s): James Schwantner Claimant Lawyers(s): James Phillip Schwantner Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Karen P. Gaster Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
08-04888	10/20/2010	Claimant(s): Stephen Finkelstein Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): UBS Securities LLC, UBS Global Asset Management (US) Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Earl S. Schwarz, Howard D. Jacob, Peter A. Kiefer Hearing Site: New York, NY
09-07095	09/14/2010	Claimant(s): Eric Weinstein Claimant Lawyers(s): Eric Lawrence Weinstein Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Patricia A. Fitzpatrick Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY