FINRA Awards for Marian Smith Glenn

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01965	05/09/2024	Claimant(s): Christopher Heilman, Ronald Kiser Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Truist Investment Services. Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Marian Smith Glenn, Catherine Esther Bocskor, Douglas Ken Rudley Hearing Site: Norfolk, VA
18-02256	02/14/2020	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Eric Wolf Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Marian Smith Glenn, Michael W. Hultzapple, Jane Tam Hearing Site: Norfolk, VA
18-04071	09/13/2019	Claimant(s): John Moy Claimant Lawyers(s): Jennifer Willey Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): David L. Ruderman, Marian Smith Glenn, Joan M. Smith Hearing Site: Baltimore, MD
14-02394	11/24/2015	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): John Cutshall Respondent Lawyers(s): E. Patrick McDermott Arbitrator(s): Bonnie K. Wachtel, Marian Smith Glenn, David Paul Clark Hearing Site: Baltimore, MD
09-01368	09/29/2009	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Thomas J. Momjian Respondent(s): James Hodges Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): AnnDrea M. Benson, Marian Smith Glenn, J. Snowden Stanley Hearing Site: Baltimore, MD