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FINRA Awards for John Winslow Griesser

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0265706/29/2023Claimant(s): Justin Goodbread
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Lisa Stopfer
Arbitrator(s): John Winslow Griesser
Hearing Site: Nashville, TN
21-0290905/20/2022Claimant(s): Kenneth Nelson
Claimant Lawyers(s): Brian Luther
Respondent(s): Cetera Advisors Llc
Respondent Lawyers(s): David Feldstein
Arbitrator(s): John Winslow Griesser
Hearing Site: Raleigh, NC
20-0242504/28/2022Claimant(s): Gerald Fasanella
Claimant Lawyers(s): Gary Menzer
Respondent(s): Cetera Advisors.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): David L. Shores, Martin M. Van Luven, John Winslow Griesser
Hearing Site: Orlando, FL
21-0251903/24/2022Claimant(s): Sean Huskins
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B Magarian
Arbitrator(s): Langfred W. White, Stephen A. Saker, John Winslow Griesser
Hearing Site: Orlando, FL
20-0068508/20/2020Claimant(s): James Pillow
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernard Hornick, Stuart K. Furman, John Winslow Griesser
Hearing Site: Orlando, FL
11-0333012/19/2012Claimant(s): Joseph Dougherty
Claimant Lawyers(s): Michael Hill
Respondent(s): FS2 Capital Partners
Respondent Lawyers(s): Glenn A. Weiner
Arbitrator(s): Robert H. Nelson, Diana A. Weiner, John Winslow Griesser
Hearing Site: Orlando, FL
10-0026003/04/2011Claimant(s): Bradley Dreyer
Claimant Lawyers(s): Eric M. Rolinson
Respondent(s): Christopher Perrott, Perrott, Mather & Gilday.
Respondent Lawyers(s): Christopher Joseph Perrott, Christopher Perrott
Arbitrator(s): John T. Luce, Julie Behr Zimmerman, John Winslow Griesser
Hearing Site: Orlando, FL

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