Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02913 | 12/16/2020 | Claimant(s): Maria Redwine Claimant Lawyers(s): William B. Fleming Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Langfred W. White, Karl A. Vogeler, John Winslow Griesser Hearing Site: Columbia, SC |  | $167,294 |
| 17-00554 | 12/11/2018 | Claimant(s): Muhammad Munir, Uzma Munir, Muhammad Munir SEP IRA, Muhammad and Uzma Munir Claimant Lawyers(s): Gary S. Menzer Respondent(s): National Securities Corporation Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Lita S Menkin, Jack A. Helms, John Winslow Griesser Hearing Site: Nashville, TN | | Expungement |
| 17-00282 | 08/23/2018 | Claimant(s): Joan Pierce Claimant Lawyers(s): Steven D. Toskes Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): William O.L. Hutchinson Arbitrator(s): Michael J. Ahlstrom, James C. Hoover, John Winslow Griesser Hearing Site: Columbia, SC | | Expungement |