19-00319 | 08/26/2019 | Claimant(s): Kevin Engbers Claimant Lawyers(s): Matthew E. Wolper Respondent(s): Waddell & Reed Respondent Lawyers(s): Jason A. Kempf Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE
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18-01174 | 05/08/2019 | Claimant(s): Timothy Schmadeke Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): David Means, MML Investors Services Respondent Lawyers(s): J. David Jackson, William P. Thornton Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal Hearing Site: Omaha, NE
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18-03123 | 03/20/2019 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay Wuller Respondent(s): Keir Harner Respondent Lawyers(s): Keir Dane Harner Arbitrator(s): Leonard Arthur Nelson Hearing Site: Omaha, NE
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18-01331 | 01/28/2019 | Claimant(s): Roger Deal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE
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18-00468 | 12/17/2018 | Claimant(s): David Skutnik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameritas Investment Corp. Respondent Lawyers(s): David Williams Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Omaha, NE
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18-00561 | 10/30/2018 | Claimant(s): Richard Frith II Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Steven Cervantes Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE
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16-02316 | 09/04/2018 | Claimant(s): Dwain Owens, Myron Owens, Strategic Legacy Advisors. Claimant Lawyers(s): Rodney K. Vincent Respondent(s): Margaret Tietjen, Richard Woltman, Girard Securities. Respondent Lawyers(s): R. Craig Zafis Arbitrator(s): Marilyn R. Lewis, Verne R. Gray, David K. Schaal Hearing Site: Omaha, NE
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17-00225 | 12/18/2017 | Claimant(s): Jon Springer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Charles G. Michaels Hearing Site: Omaha, NE
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14-00988 | 11/16/2017 | Claimant(s): Mutual Of Omaha Investor Services. Claimant Lawyers(s): Patrick B. Griffin Respondent(s): Kevin Pearce Respondent Lawyers(s): Rodney K. Vincent Arbitrator(s): James C. Morrow, William H. O'Donnell, Dennis Shrewsbury Hearing Site: Omaha, NE
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15-00510 | 04/26/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Lisa K. Mayers Respondent(s): James Pekelder, Joel Jacobs Respondent Lawyers(s): Gail E. Boliver, Lisa K. Mayers Arbitrator(s): Murray S. Levin, James S. Pittenger, Kristen Marie Blankley Hearing Site: Omaha, NE
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