FINRA Awards for Vanguard Marketing Corporation

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Displaying 10 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02835	07/12/2024	Claimant(s): Michael Bristoll Claimant Lawyers(s): James P. Galvin Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula Shaffner Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
21-03038	10/09/2023	Claimant(s): William Capece Claimant Lawyers(s): Christopher Coss Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Stephen T. Mayhew, Gregory J. Spadea, Arthur Traldi Hearing Site: Philadelphia, PA
22-02898	07/07/2023	Claimant(s): Kinzey Lynch Claimant Lawyers(s): Scott M. Pollins Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Elizabeth Ann Morgan Hearing Site: Philadelphia, PA
21-02604	07/22/2022	Claimant(s): Paul Habib Claimant Lawyers(s): Paul George Habib Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Jack Friedman, Dean Burrell, Jason Pickholz Hearing Site: Jersey City, NJ
21-01243	03/31/2022	Claimant(s): Jaime Guevara Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Nicole M. Zito Arbitrator(s): Tina E. Patterson Hearing Site: Charlotte, NC
20-03680	02/14/2022	Claimant(s): Thomas Spires Claimant Lawyers(s): Larry M. Keller Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Shannon L.C. Ammon Arbitrator(s): Lorrie E Whitfield, Barry Allen Wells, Jaclyn Senior Brown Hearing Site: Philadelphia, PA
20-02384	11/16/2021	Claimant(s): David Holtz Claimant Lawyers(s): Christopher D. Warren Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
20-02176	10/18/2021	Claimant(s): Justin Murphy Claimant Lawyers(s): Gary R. Irwin Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Larry N. Litt, Jonathan B. Gilbert, Ansis Viksnins Hearing Site: Minneapolis, MN
20-03762	05/21/2021	Claimant(s): Samuel Hall Claimant Lawyers(s): Samuel Hall Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Robert Dean McKinley Hearing Site: Phoenix, AZ
20-02946	05/18/2021	Claimant(s): Matthew Williams Claimant Lawyers(s): Stephan Louviere Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Louis M. Parker, Denis Frank, Carrie Lynette Thompson Jones Hearing Site: Phoenix, AZ