| 18-00434 | 02/26/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joshua Bliss
Respondent Lawyers(s): Joshua Christopher Bliss
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
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| 18-03364 | 02/06/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Helen Andrews
Respondent Lawyers(s): Helen Thomasine Andrews
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
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| 16-01223 | 01/04/2019 | Claimant(s): Ivan Gefen
Claimant Lawyers(s): Paul R. Dehmel
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Michael A. Levin, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 18-02875 | 12/24/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Roy Manriquez
Respondent Lawyers(s): Roy Arcadio Manriquez
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
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| 17-02770 | 12/11/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): Guillermo Valladolid
Respondent Lawyers(s): Guillermo William Valladolid
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
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| 17-01670 | 11/05/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): David Cote
Respondent Lawyers(s): David John Cote
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
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| 18-00959 | 07/31/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jonathan Chang
Respondent Lawyers(s): Jonathan J. Chang
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
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| 18-01004 | 07/25/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Mohamed Yassin
Respondent Lawyers(s): Mohamed R. Yassin
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
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| 18-00773 | 07/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Andrew Martino
Respondent Lawyers(s): Andrew J. Martino
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
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| 18-00752 | 07/03/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): Richard Williamson
Respondent Lawyers(s): Richard Anthony Williamson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Jacksonville, FL
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