Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01307 | 12/20/2023 | Claimant(s): Dustin Ward Claimant Lawyers(s): Jack D. Butler Respondent(s): Oneamerica Securities. Respondent Lawyers(s): Sean Mcgoff Arbitrator(s): Julius Z. Frager, Peter Stephenson, Laura Lee McLaughlin Hearing Site: St. Louis, MO | ||
| 21-01019 | 11/24/2021 | Claimant(s): John Barber Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Julius Z. Frager Hearing Site: Columbus, OH | ||
| 21-00299 | 10/22/2021 | Claimant(s): Paul Hulen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-02974 | 07/27/2021 | Claimant(s): Norman Eccarius Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Saxony Securities. Respondent Lawyers(s): Ryan C. Klump Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-02691 | 03/22/2021 | Claimant(s): A. Longenecker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-01872 | 11/25/2020 | Claimant(s): David Maher Claimant Lawyers(s): David Joseph Maher Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julius Z. Frager Hearing Site: Montpelier, VT | ||
| 18-03117 | 10/21/2019 | Claimant(s): John Bradley Claimant Lawyers(s): Michael O'Gara Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Olivia Lee Jones Arbitrator(s): Julius Z. Frager Hearing Site: Cincinnati, OH | ||
| 18-01519 | 05/20/2019 | Claimant(s): Robert Brangle Claimant Lawyers(s): Joan M. Swartz Respondent(s): Scottrade Inc. Respondent Lawyers(s): Anna M. Berman Arbitrator(s): Leah Murray Albert, Tracy L. Allen, Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 17-02982 | 07/31/2018 | Claimant(s): Shaun Nicholson Claimant Lawyers(s): Owen Harnett Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Patrick S. Christensen Arbitrator(s): Julius Z. Frager Hearing Site: Cincinnati, OH | ||
| 17-01667 | 02/13/2018 | Claimant(s): Paul Larson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Kristen Kinney Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO |