| 15-03258 | 04/26/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Lisa Fildes
Respondent(s): Ataf Nabli
Respondent Lawyers(s): Ataf Nabli
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 10-05421 | 10/21/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Barry Ganz, Mark Seruya, Russell Ganz, Stephen Ackerman
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, Mary Lou McGanney
Hearing Site: New York, NY
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| 10-03283 | 03/27/2013 | Claimant(s): Karen McFadden
Claimant Lawyers(s): Neil M Frank
Respondent(s): Brian Bornstein, Clarkeson Research Group Inc.
Respondent Lawyers(s): Raymond Nardo
Arbitrator(s): Richard W. Cutler, David I. Goldblatt, Lowell D. Johnston
Hearing Site: New York, NY
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| 12-03193 | 03/25/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Christopher Hasbrouck
Respondent Lawyers(s): Christopher Hasbrouck
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 12-00769 | 02/07/2013 | Claimant(s): Muhammad Hossain
Claimant Lawyers(s): Muhammad M. Hossain
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Rachel M. Manne
Arbitrator(s): David I. Goldblatt, Harry T. Walters, Martin H. Jaffe
Hearing Site: New York, NY
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| 12-00327 | 01/30/2013 | Claimant(s): Craig Meisner, David Taylor, Ravi Nursey, Thomas Roth, Timothy Madigan, Vincent Parisot
Claimant Lawyers(s): James M. Griffin
Respondent(s): Commerz Markets LLC
Respondent Lawyers(s): Kenneth J. Kelly
Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, James M. Rhodes
Hearing Site: New York, NY
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| 11-03356 | 11/29/2012 | Claimant(s): Kenneth Barrett
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Morgan Stanley Market Products Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Daniel B. Berkson, David I. Goldblatt, Brian Lawrence Berlandi
Hearing Site: New York, NY
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| 11-00459 | 10/15/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Stephen O'Donnell
Respondent Lawyers(s): Patrick T. Burke
Arbitrator(s): David I. Goldblatt, Lloyd H. Slomanson, Donald Raymond McNally
Hearing Site: New York, NY
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| 10-03952 | 06/18/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Robert Kampfer
Respondent Lawyers(s): Robert Neal Kampfer
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 10-05258 | 04/25/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Scott Johnson
Respondent Lawyers(s): Scott Michael Johnson
Arbitrator(s): David I. Goldblatt
Hearing Site: Boston, MA
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