12-03446 | 06/19/2013 | Claimant(s): Constantine Koukos, Morgan Stanley Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Mark Ellison Glover Respondent Lawyers(s): Mark Ellison Glover Arbitrator(s): Robert F. Saint-Aubin, Daniel David Kopman, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | Expungement |
12-03327 | 03/26/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Kris Larson Respondent Lawyers(s): Kris Kendrick Larson Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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11-03117 | 08/24/2012 | Claimant(s): Roni Arjangravesh Claimant Lawyers(s): Christine A. Page Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Christopher P. Fisher Arbitrator(s): Philip W. Burge, David L. Maislen, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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11-04810 | 01/24/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Mark Carberry Respondent(s): Amir Monsefi, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John D. Vaughn, Timothy R. Pestotnik Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Karen J. Burneff Hearing Site: Los Angeles, CA
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09-04007 | 01/03/2011 | Claimant(s): Curtis Hill Claimant Lawyers(s): Peter Brown Dolan Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): David Commins Arbitrator(s): Jon A. Bostrom, Jeffrey L. Malek, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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07-00469 | 03/15/2010 | Claimant(s): Robert Rose Claimant Lawyers(s): Philip D. Dapeer Respondent(s): John Barnes, Sanah Chung Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert Bruce MacDonald, Kirtley M. Thiesmeyer, Kendall C. Reed Hearing Site: Los Angeles, CA
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08-00454 | 07/16/2009 | Claimant(s): Jina Jeong Claimant Lawyers(s): Jina Jeong Respondent(s): Jung Park, Pruco Securities., Prudential Financial Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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07-02274 | 03/20/2008 | Claimant(s): James Valentine Claimant Lawyers(s): Sylvia M. Scott Respondent(s): James Lundy, Jeffrey Jones, Karen Brandenburg, Matthew Boutte, Peter Carr, Sharon Boutte, The Kenneth Lynn Boutte Family Trust Respondent Lawyers(s): D. Elizabeth Wills, James L. Lundy, Jeffrey F. Jones, Karen A. Brandenburg, Peter J. Carr Arbitrator(s): Richard J. Stall, Kirtley M. Thiesmeyer, Russell T. Doe Hearing Site: Los Angeles, CA
| | Expungement |