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FINRA Awards for Omar Perez

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Displaying 101-106 out of 106 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0360202/03/2020Claimant(s): Andrea Bevis
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
19-0289201/13/2020Claimant(s): Mark Zaharski
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
19-0035311/13/2019Claimant(s): Peter Klein
Claimant Lawyers(s): David J. Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Richard W. Cutler, Howard D. Jacob, Emily M. Altman
Hearing Site: New York, NY
19-0168110/18/2019Claimant(s): Benjamin Sax
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert J. Kheel
Hearing Site: New York, NY
19-0047910/16/2019Claimant(s): Stephen Sullivan
Claimant Lawyers(s): Joelle A Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
19-0121108/19/2019Claimant(s): Bryan Stephens
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY

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