| 18-03703 | 06/04/2019 | Claimant(s): Peter Dizdar
Claimant Lawyers(s): Israel Klein
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Ruth Ann Burgess
Arbitrator(s): Paul C. Kurland
Hearing Site: New York, NY
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| 18-02514 | 03/01/2019 | Claimant(s): Orion Willis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Invest Financial Corporation, Centaurus Financial.
Respondent Lawyers(s): Michael Leahy, Scott R. Forbush
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 18-01194 | 11/15/2018 | Claimant(s): Kevin Gildner, Shawn Derrick, Commonwealth Financial Network
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): Kate E. DiGeronimo
Arbitrator(s): Jeffry M. Bauer, Michael P. Hennigan, Clifford C. Rohde
Hearing Site: Buffalo, NY
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| 17-02510 | 10/26/2018 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): John Glowka
Respondent Lawyers(s): John Tony Glowka
Arbitrator(s): Mary Elizabeth Satran
Hearing Site: Hartford, CT
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| 17-03148 | 03/09/2018 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Donald Gambony
Respondent Lawyers(s): Donald Leon Gambony
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
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| 16-02841 | 12/13/2017 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Mark Winburne
Respondent Lawyers(s): Mark Edward Winburne
Arbitrator(s): Langfred W. White
Hearing Site: Memphis, TN
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| 15-02354 | 01/22/2016 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Karrie Parrett
Respondent Lawyers(s): Karrie Renee Parrett
Arbitrator(s): John F. Burns
Hearing Site: Cincinnati, OH
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| 12-02548 | 07/19/2013 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Jacquelyn Mohr
Respondent(s): Andrew Kardish
Respondent Lawyers(s): Andrew Vincent Kardish
Arbitrator(s): Cathleen M. Cobb, Benjamin F. Breslauer, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
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| 11-04462 | 06/25/2012 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Edwin A. Barkel
Respondent(s): Rolf Heartburg
Respondent Lawyers(s): Rolf Arik Heartburg
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
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| 09-04856 | 08/06/2010 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Luigi Spadafora
Respondent(s): William Banks
Respondent Lawyers(s): William M. Banks
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
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