FINRA Awards for Eric A. Michaels

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Displaying 31-36 out of 36 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02037	03/23/2020	Claimant(s): James Bishopp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunAmerica Securities., National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
19-01864	02/27/2020	Claimant(s): Nick Meyers, Philip Stern Claimant Lawyers(s): Eric A. Michaels Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE
19-02189	12/11/2019	Claimant(s): Morgan Stanley Claimant Lawyers(s): Eric A. Michaels Respondent(s): Walter Sweatt Respondent Lawyers(s): Walter Lee Sweatt Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO
16-01459	12/11/2018	Claimant(s): Todd Weitzman Claimant Lawyers(s): Todd A. Weitzman Respondent(s): Richard Murray, J.P. Turner & Company, L.L.C., Silver Leaf Partners Respondent Lawyers(s): Eric A. Michaels, Fyzul Khan, Richard Norman Murray Arbitrator(s): Martin M. Berliner, Samuel L. McClaren, Wendy P Rouder Hearing Site: Denver, CO
17-01081	12/01/2017	Claimant(s): Jordan Dechtman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Denver, CO
09-04061	02/18/2010	Claimant(s): Joel Handorf Claimant Lawyers(s): Eric A. Michaels Respondent(s): Charles Luttjohann, Charles D. Luttjohann, IRRA Respondent Lawyers(s): Martin B. Greenbaum Arbitrator(s): Charles D. Underwood, Matthew Harold Fields Hearing Site: Columbus, OH		Expungement