| 14-00814 | 10/06/2015 | Claimant(s): Keith McGregory
Claimant Lawyers(s): Keith McGregory
Respondent(s): Bernard Beal, M. R. Beal & Company
Respondent Lawyers(s): Bernard B. Beal
Arbitrator(s): Peter Ordower, Suanne F. Goldman, Howard T. Goffen
Hearing Site: Chicago, IL
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| 13-02543 | 10/06/2014 | Claimant(s): David Gordon
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): James Cox
Respondent Lawyers(s): Gabriella Moretti
Arbitrator(s): Peter Ordower, Sanford J. Prizant, Mark L Miller
Hearing Site: Chicago, IL
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| 11-01910 | 12/05/2012 | Claimant(s): Dana Levenson
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Peter Ordower, Ann Breen-Greco, Brian E. Slotky
Hearing Site: Chicago, IL
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| 10-00649 | 06/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Robinson
Respondent Lawyers(s): Keith L. Griffin
Arbitrator(s): Peter Ordower, Mark E. Larson, Gerald Joseph Aleksy
Hearing Site: Chicago, IL
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| 11-02018 | 05/10/2012 | Claimant(s): Charles Echemuna
Claimant Lawyers(s): Charles Echeumuna
Respondent(s): GWFS Equities.
Respondent Lawyers(s): Robert M. Little
Arbitrator(s): Peter Ordower, Jeffrey W. Finke, Robert J. Larson
Hearing Site: Chicago, IL
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| 10-05128 | 03/12/2012 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jerome Callaghan, Morgan Stanley
Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch
Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven
Hearing Site: Chicago, IL
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| 10-02497 | 02/09/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Andrew Park
Respondent(s): James Onkst, Regina Onkst
Respondent Lawyers(s): Stuart D. Meissner
Arbitrator(s): Peter Ordower, John R. Michael, Enrico A. Mazzoli
Hearing Site: Louisville, KY
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| 10-01256 | 02/01/2011 | Claimant(s): Morgan Stanley Smith Barney
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Stefan Rosuck
Respondent Lawyers(s): Stefan E. Rosuck
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
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