| 20-01775 | 02/17/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Richard Flecca
Respondent Lawyers(s): Richard Warren Flecca
Arbitrator(s): Richard J. Fuller
Hearing Site: Orlando, FL
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| 20-01479 | 02/04/2021 | Claimant(s): Howard Lorch, Patricia Bonnot
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham Esq., Jennifer E. Novoselsky
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 20-00773 | 02/01/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum III
Respondent(s): Pedro Bolano
Respondent Lawyers(s): Pedro Luis Bolano
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
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| 19-03675 | 01/22/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Martinez
Respondent Lawyers(s): Michael Anthony Martinez
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
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| 20-01316 | 01/19/2021 | Claimant(s): Shannon Cotter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 20-00100 | 12/30/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Megan Christensen
Respondent(s): Christopher Bryan
Respondent Lawyers(s): Christopher J. Bryan
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
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| 20-00749 | 12/29/2020 | Claimant(s): Deeann Griebel
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen G. Topetzes
Arbitrator(s): Elliott Finkel, Kenneth R. Johnston, Kenneth L. Mann
Hearing Site: Phoenix, AZ
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| 20-00014 | 12/22/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Jason Zabawa
Respondent Lawyers(s): Jason M. Zabawa
Arbitrator(s): Gary E. Marcus
Hearing Site: Tampa, FL
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| 19-02879 | 12/18/2020 | Claimant(s): Tracy Ellis
Claimant Lawyers(s): Samuel Wilson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Heather Z. Steele
Arbitrator(s): Mary L. Sims, Mark H. Stein, Rachael Luken Carp
Hearing Site: Philadelphia, PA
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| 19-03309 | 12/17/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): James Steigerwald
Respondent Lawyers(s): Richard L. Richards
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
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