Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-02800 | 01/27/2012 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Seth A Miller Respondent(s): Candice Hutton Respondent Lawyers(s): Candice Joy Hutton Arbitrator(s): William F. Skewes Hearing Site: Denver, CO | ||
| 11-00024 | 01/26/2012 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Scot Barringer Respondent Lawyers(s): Scot Barringer Arbitrator(s): Robert S. McConnell Hearing Site: Denver, CO | ||
| 11-02656 | 01/20/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Michael Deverich Respondent Lawyers(s): Michael Lee Deverich Arbitrator(s): Samuel E. Wing Hearing Site: Denver, CO | ||
| 10-03939 | 11/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael F. Braun Respondent(s): Ralph Jones Respondent Lawyers(s): Krista L. Tushar Arbitrator(s): William F. Skewes, Martin M. Berliner, James J. Ashe Hearing Site: Denver, CO | ||
| 10-04464 | 11/02/2011 | Claimant(s): Jeffrey Jankowski Claimant Lawyers(s): Jeffrey Joseph Jankowski Respondent(s): Anthony Campen, Daniel Lempe, Presidential Brokerage. Respondent Lawyers(s): Anthony J. Campen Arbitrator(s): Gerhard L. Schopen Hearing Site: Denver, CO | ||
| 11-01894 | 10/24/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Jeffrey Zimmerman Respondent(s): Bryant Hayward Respondent Lawyers(s): Bryant Sean Hayward Arbitrator(s): Dennis R. Frohlich Hearing Site: Denver, CO | ||
| 10-01307 | 08/31/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Lauren R. Fox Respondent(s): Garner Mabry, Todd Schwartz Respondent Lawyers(s): John E. MacDonald Arbitrator(s): Langdon T. Owen, Charles G. Michaels, William A. Stephenson Hearing Site: Denver, CO | ||
| 09-05551 | 08/09/2011 | Claimant(s): Michael Ohlfs Claimant Lawyers(s): George C. Aucoin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Jesse L. Miller Arbitrator(s): Arthur E. Otten, Anita Rae Shapiro, Avery B. Goodman Hearing Site: Denver, CO | ||
| 10-04044 | 08/03/2011 | Claimant(s): Michael Opp Claimant Lawyers(s): Otto K. Hilbert Respondent(s): KCD Financial. Respondent Lawyers(s): Richard M. Nummi Arbitrator(s): Marc H. Schtul Hearing Site: Denver, CO | ||
| 10-04843 | 08/03/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Tracey Frank Respondent Lawyers(s): Richard F. Bednarski Arbitrator(s): Jess B. Cohen Hearing Site: Denver, CO |