Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-04129 | 08/21/2013 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Patrick Bray Respondent Lawyers(s): W. Nerlon Kirkland Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL | ||
| 12-00609 | 05/14/2013 | Claimant(s): Eric Sigdestad, Shane Hertel Claimant Lawyers(s): Jonah A. Toleno Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Jo-Ann C. Little, Jon C. Milliken Hearing Site: San Diego, CA | ||
| 11-04652 | 05/03/2013 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David S. Markun Respondent(s): Paul Jacobs Respondent Lawyers(s): Paul Joseph Jacobs Arbitrator(s): Christine L. Stetson Hearing Site: Houston, TX | ||
| 12-03529 | 03/21/2013 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Brenda Aslyn Respondent Lawyers(s): Brenda R. Aslyn Arbitrator(s): Emily B. Boote Hearing Site: Minneapolis, MN | ||
| 10-05182 | 12/19/2012 | Claimant(s): Elizabeth Keen Claimant Lawyers(s): Joseph R. Soraghan Respondent(s): LPL Financial LLC, Transamerica Financial Advisors Respondent Lawyers(s): Amanda C. Hawley, James F. Koehler Arbitrator(s): Keith E. Mattern, John R. Loss, Donald W. Moriarty Hearing Site: St. Louis, MO | Expungement | |
| 11-03318 | 12/14/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Gabrell Chambers Respondent Lawyers(s): Gabrell Christian Chambers Arbitrator(s): Patricia B. Lehtola Hearing Site: Dallas, TX | ||
| 11-02224 | 10/05/2012 | Claimant(s): Robert Bennie Claimant Lawyers(s): Christopher B. Trowbridge Respondent(s): LPL Financial LLC Respondent Lawyers(s): Alison M. Gutierrez Arbitrator(s): Larry R. Trussell, Steven C. Despotovich, James E. Michaels Hearing Site: Omaha, NE | ||
| 11-04132 | 09/05/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Clarence Anderson Respondent Lawyers(s): Clarence Joseph Anderson Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX | ||
| 11-03947 | 06/21/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Wendy Warren Respondent Lawyers(s): Wendy Collins Warren Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 10-02668 | 06/01/2012 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David Markun Respondent(s): John Hopkins Respondent Lawyers(s): John H. Hopkins Arbitrator(s): Thomas J. Ray Hearing Site: Louisville, KY |