Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02869 | 03/09/2021 | Claimant(s): Daniel Uribe Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-03415 | 03/04/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): John W. Joyce Respondent(s): Jameile Cawley Respondent Lawyers(s): Jameile D. Cawley Arbitrator(s): B. John Dill Hearing Site: Boston, MA | ||
| 20-03659 | 02/19/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): William Quinn Respondent Lawyers(s): William F. Quinn Arbitrator(s): George G. Kurschner Hearing Site: Boca Raton, FL | ||
| 19-01044 | 02/17/2021 | Claimant(s): Shawna Mead Claimant Lawyers(s): Shawna Danette Mead Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Robert L. Chase, Robert M. Singer, Karen Kim Hearing Site: Hartford, CT | ||
| 20-02128 | 02/17/2021 | Claimant(s): Bill Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Sherry R. Wetsch Hearing Site: Oklahoma City, OK | ||
| 20-02257 | 02/17/2021 | Claimant(s): Michael McCrainie Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John P. Cullem, Joan Stearns Johnsen, Mitchel Weiss Hearing Site: Jacksonville, FL | ||
| 20-02531 | 02/15/2021 | Claimant(s): Sarah Hussey Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Laurel Littman Gothelf Hearing Site: Helena, MT | ||
| 19-03579 | 02/09/2021 | Claimant(s): Kevin Fretz Claimant Lawyers(s): Robert L. Herskovits Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-01021 | 02/02/2021 | Claimant(s): Kirk Balin Claimant Lawyers(s): Kurt T. Kalberer II Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY |