FINRA Awards for David Paul Clark

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Displaying 21-28 out of 28 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-05048	02/24/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Frederick Facka Respondent Lawyers(s): Frederick Facka Arbitrator(s): Glenn H. Catalano, David Paul Clark, Ramon M. Brinkman Hearing Site: Richmond, VA
11-00389	09/19/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Nicholas Innerbichler Respondent Lawyers(s): Nicholas D. Innerbichler Arbitrator(s): David Paul Clark Hearing Site: Baltimore, MD
10-04032	09/08/2011	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Patrick J. Howley Respondent(s): Vincent Ross Respondent Lawyers(s): Vincent Ross Arbitrator(s): David Paul Clark Hearing Site: Pittsburgh, PA
10-01897	06/24/2011	Claimant(s): Deborah Gandy Claimant Lawyers(s): Patricia L. Payne Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph E. Gehring Arbitrator(s): M. Michael Cramer, David Paul Clark, Lloyd M. Richardson Hearing Site: Washington, DC
09-07021	01/13/2011	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Ross Carmel Respondent(s): Guido Alvarez Respondent Lawyers(s): Guido J. Alvarez Arbitrator(s): David Paul Clark Hearing Site: Washington, DC
10-01651	12/23/2010	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Patrick J. Howley Respondent(s): William Whitehurst Respondent Lawyers(s): William Whitehurst Arbitrator(s): David Paul Clark Hearing Site: Baltimore, MD
09-05407	12/06/2010	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Justin A. Goldberg Respondent(s): Joshua Cuff Respondent Lawyers(s): Joshua Cuff Arbitrator(s): David Paul Clark Hearing Site: Richmond, VA
08-03618	10/01/2009	Claimant(s): Ameriprise Financial Services., Ameriprise Financial. Claimant Lawyers(s): John L. Einstein Respondent(s): Martin Smith Respondent Lawyers(s): Musa L. Eubanks Arbitrator(s): David L. Ruderman, Gregory R. Banasz, David Paul Clark Hearing Site: Baltimore, MD