FINRA Awards for David Paul Clark

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 28 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02250	02/12/2024	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Todd Ratner Respondent(s): Gerald Fils Respondent Lawyers(s): Gerald Louis Fils Arbitrator(s): David Paul Clark Hearing Site: Washington, DC
20-03652	11/09/2022	Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Gratitude Management LLC, The Builders Fund Respondent Lawyers(s): John J. Siciliano Arbitrator(s): David Paul Clark, Julie K. Chapin, Richard Pearce Moultrie Hearing Site: Wilmington, DE
21-02488	03/02/2022	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Daniel Josey Respondent Lawyers(s): Daniel Jordan Josey Arbitrator(s): David Paul Clark Hearing Site: Charlotte, NC
20-00680	09/28/2021	Claimant(s): Thomas Howes Claimant Lawyers(s): Thomas Howes Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Jeffery A. Sturgeon Arbitrator(s): David Paul Clark, Peter J. Pokorny, Thomas Nicastro Hearing Site: Washington, DC
20-00360	08/05/2021	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Bruce Lewitas Respondent(s): Robert Satterfield Respondent Lawyers(s): Dave Scher Arbitrator(s): David Paul Clark, Geoffrey A. Drucker, Francis Henry Dong Hearing Site: Washington, DC
19-01840	02/26/2020	Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Tracy Kirby Respondent Lawyers(s): Tracy Ann Kirby Arbitrator(s): David Paul Clark Hearing Site: Wilmington, DE
18-01118	10/16/2018	Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay Wuller Respondent(s): Keith Blanchard Respondent Lawyers(s): Keith Everette Blanchard Arbitrator(s): David Paul Clark Hearing Site: Charlotte, NC
17-01348	01/02/2018	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Manoj R. Andalkar Respondent(s): Stephanie Yoingco Respondent Lawyers(s): Stephanie Ann Yoingco Arbitrator(s): David Paul Clark Hearing Site: Washington, DC
15-00543	09/13/2017	Claimant(s): Gary Padussis Claimant Lawyers(s): Edward P. McDermott Respondent(s): Richard Horn Respondent Lawyers(s): Margaret L. Watson Arbitrator(s): David Paul Clark, Steven Irving Platt, Jonathan David Rogers Hearing Site: Baltimore, MD
16-00678	08/25/2017	Claimant(s): Becky Lynch Claimant Lawyers(s): David B. Cosgrove Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor Respondent Lawyers(s): Carole G. Miller Arbitrator(s): David Paul Clark, John David Morgan, Bruce Burr McElvein Hearing Site: Baltimore, MD