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FINRA Awards for Bruce Lewitas

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0265204/18/2024Claimant(s): Joseph Silich
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander, Felice Janine Batlan, Adrienne Michelle Adams
Hearing Site: Chicago, IL
21-0228809/13/2023Claimant(s): John Baccich, Kevin Gaddi, Robert Gaddi, Steven Finnk
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Michael S. Matek, Gregory G. Gocek, William Popper
Hearing Site: Chicago, IL
21-0274503/31/2023Claimant(s): Jonathon Merickel
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): E*Trade Securities LLC, Laura Catalano
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Lawrence W. Arness, Lynn Hirschfeld Brahin, Bernadett R DeLise
Hearing Site: Chicago, IL
20-0383803/08/2023Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Antoine Souma
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Robert D. Sussin, Michael Craig Ditty, Elisabeth Celeste Camaur Crampton
Hearing Site: Los Angeles, CA
19-0089310/18/2022Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Deblasio
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): George G. Kurschner, Lawrence Robert Gould, Theodore Roy Bayer
Hearing Site: Boca Raton, FL
20-0036008/05/2021Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Satterfield
Respondent Lawyers(s): Dave Scher
Arbitrator(s): David Paul Clark, Geoffrey A. Drucker, Francis Henry Dong
Hearing Site: Washington, DC
20-0314706/23/2021Claimant(s): Brian Korienek, Justin Reppy
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
20-0129911/20/2020Claimant(s): James Ziniel, Joseph Silich
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Larry Evert Carlson
Hearing Site: Chicago, IL
18-0418404/21/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Frank Fava
Respondent Lawyers(s): Ronald J. Ricci
Arbitrator(s): Margarita Echevarria, Jay Alan Kranis, Sidney Seligman
Hearing Site: Newark, NJ
18-0396104/02/2019Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Matthew DiNinno
Respondent Lawyers(s): Matthew Patrick DiNinno
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA

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