Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00053 | 10/26/2018 | Claimant(s): Mark Stephan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Peter N. Thompson Hearing Site: Minneapolis, MN | ||
| 18-01200 | 09/28/2018 | Claimant(s): John Degelmann Claimant Lawyers(s): Elizabeth Ridley Respondent(s): Prudential Investment Management Service Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Douglas J. Nesbit Hearing Site: Minneapolis, MN | ||
| 18-00484 | 09/07/2018 | Claimant(s): Patrick Kelly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Miller Johnson Steichen Kinnard. Respondent Lawyers(s): William M. Goblirsch Arbitrator(s): Peter N. Thompson Hearing Site: Minneapolis, MN | ||
| 17-03450 | 08/09/2018 | Claimant(s): Thomas Brandt Claimant Lawyers(s): Eric Litow Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN | ||
| 17-03018 | 08/07/2018 | Claimant(s): Sean McDermott Claimant Lawyers(s): Armin Sarabi Respondent(s): LPL Financial LLC, Securities America. Respondent Lawyers(s): Christina M. Heller, Jon D. Kaplon Arbitrator(s): Peter N. Thompson Hearing Site: Minneapolis, MN | ||
| 17-02150 | 04/24/2018 | Claimant(s): Anthony Ferrara Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Steve Cervantes Arbitrator(s): Alain Frecon Hearing Site: Minneapolis, MN | ||
| 17-02127 | 04/17/2018 | Claimant(s): Christopher Haist Claimant Lawyers(s): Christopher Scott Haist Respondent(s): Lincoln Financial Distributors. Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Jack D. Elmquist, Michael L. Weiner, Arthur Richard Tow Hearing Site: Minneapolis, MN | ||
| 17-01661 | 01/31/2018 | Claimant(s): Stephen Koessl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Harbour Investments. Respondent Lawyers(s): David Genelly Arbitrator(s): Frederick Ramos Hearing Site: Minneapolis, MN | ||
| 16-00295 | 12/29/2017 | Claimant(s): Feltl & Company Claimant Lawyers(s): Steven Phillips Respondent(s): Mark Fautsch Respondent Lawyers(s): Jonathan P. Norrie Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN | ||
| 16-02453 | 12/29/2017 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Andrew Shapren Respondent(s): Jeffrey Olson Respondent Lawyers(s): Aaron R. Hartman Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN |