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FINRA Awards for Prudential Investment Management Service

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0120009/28/2018Claimant(s): John Degelmann
Claimant Lawyers(s): Elizabeth Ridley
Respondent(s): Prudential Investment Management Service
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN

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