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FINRA Awards for Jonathan D. Berg

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0133306/23/2023Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Joshua Maniscalco
Respondent Lawyers(s): Joshua P. Maniscalco
Arbitrator(s): Samuel Olutola Akeju, Montie G. Grimes, Peter Ntephe
Hearing Site: Houston, TX
$641,262
19-0321102/05/2020Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Ian Deliz Morales
Respondent Lawyers(s): Ian M. Deliz Morales
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
18-0274707/26/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Bruce Garelick
Respondent Lawyers(s): Bruce F. Garelick
Arbitrator(s): Judith C. Zerden
Hearing Site: New York, NY
19-0010007/25/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Connie Rodriguez
Respondent Lawyers(s): Connie Lerma Rodriguez
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
16-0139709/06/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA, et al.
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Dan Moss
Respondent Lawyers(s): Dan Moss
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
15-0102411/13/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
14-0135806/03/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): William Crumrine
Respondent Lawyers(s): William Braden Crumrine
Arbitrator(s): David Paul Clark
Hearing Site: Baltimore, MD
14-0195104/14/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan D. Berg, Timothy N. Will
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
13-0327903/18/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert S. Bratt
Hearing Site: Milwaukee, WI
14-0298702/18/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Gary Schwarcz
Respondent Lawyers(s): Gary Alan Schwarcz
Arbitrator(s): Robert S. Getman
Hearing Site: New York, NY

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