| 16-02793 | 07/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Rebecca L. Gerome
Respondent(s): Rex Ramsey
Respondent Lawyers(s): Christopher M. Carrillo
Arbitrator(s): Nancy J. Spieczny, Annette Gres Shepherd, Joseph L. Hagan
Hearing Site: Los Angeles, CA
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| 16-03452 | 07/13/2017 | Claimant(s): Kenneth Carter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jonathan A. Scobie
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
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| 17-00146 | 06/30/2017 | Claimant(s): David Rosenberg
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 16-02331 | 06/27/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): Benjamin Bowden
Respondent Lawyers(s): Benjamin J. Bowden
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
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| 16-01659 | 06/02/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher P. Litterio
Respondent(s): John Rietz
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): Cary L. Weissman, Richard Marc Weinroth, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
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| 16-01626 | 06/01/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Jeffrey Lesnik
Respondent Lawyers(s): Jeffrey Charles Lesnik
Arbitrator(s): Graham Daw
Hearing Site: New York, NY
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| 16-03420 | 05/25/2017 | Claimant(s): Kenneth Carter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jonathan A. Scobie
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
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| 16-02029 | 05/22/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Robyn Fain
Respondent Lawyers(s): Joshua F. Bugos
Arbitrator(s): Theron L. Vanlandingham, Allan R. Lazor, Brian James Tagtmeier
Hearing Site: Oklahoma City, OK
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| 16-02765 | 05/16/2017 | Claimant(s): Sally Amer
Claimant Lawyers(s): Aaron Romney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
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| 16-02666 | 05/03/2017 | Claimant(s): Joseph Piellucci
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Michael Naccarato
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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