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FINRA Awards for Wells Fargo Advisors

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Displaying 471-480 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0215906/16/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): John Ohara
Respondent Lawyers(s): John Jerome Ohara
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Louisville, KY
10-0190006/14/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Robert Isom
Respondent Lawyers(s): John S. Pringle, Jr.
Arbitrator(s): William H. Malloy
Hearing Site: Columbia, SC
11-0040006/13/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Donald R. Littlefield
Respondent(s): John Sork
Respondent Lawyers(s): John Sork
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX
10-0401706/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Jess Perez
Respondent Lawyers(s): Jess Perez
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
10-0520906/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Thomas O'Malley
Respondent Lawyers(s): Thomas O'Malley
Arbitrator(s): Claude O. Ramer
Hearing Site: Memphis, TN
10-0226606/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Wilson
Respondent Lawyers(s): David P. Wilson
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Little Rock, AR
10-0546106/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicole Stadelmaier
Respondent(s): John Meacham
Respondent Lawyers(s): John Bulkley Meacham
Arbitrator(s): E. William Pastor
Hearing Site: Baltimore, MD
11-0020206/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicki Samson
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
10-0139805/27/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Christopher Cunningham
Respondent Lawyers(s): Thomas P. Silis
Arbitrator(s): Bonnie K. Wachtel, Caryl S. Bernstein, Karen L. Crump-Wilson
Hearing Site: Washington, DC
10-0500505/27/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Richard Coale
Respondent Lawyers(s): Richard L. Coale
Arbitrator(s): Marilyn J. Salzman
Hearing Site: Philadelphia, PA

571 Results

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