| 11-01383 | 04/16/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Chiarenza
Respondent Lawyers(s): Richard Douglas Chiarenza
Arbitrator(s): Walter S. Weiss
Hearing Site: Las Vegas, NV
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| 11-01116 | 04/13/2012 | Claimant(s): Jason Schlesinger
Claimant Lawyers(s): Richard E. Levine
Respondent(s): Wells Fargo Advisors, Peter Hong, Wallace Key
Respondent Lawyers(s): Mitchell Albert
Arbitrator(s): Joseph H. Sturdivant, Kenneth W. Gosliner, John J. Shook
Hearing Site: San Francisco, CA
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| 11-03907 | 04/09/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Luis Restrepo
Respondent Lawyers(s): Luis Fernando Restrepo
Arbitrator(s): Lester M. Rosenberg
Hearing Site: Miami, FL
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| 11-01047 | 03/29/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): William Flowers
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): Richard E. Miley
Hearing Site: Raleigh, NC
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| 11-00198 | 03/28/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): John Labarca
Respondent Lawyers(s): John J. Labarca
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
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| 11-03686 | 03/22/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Carter Inglis
Respondent Lawyers(s): Carter Alexander Inglis
Arbitrator(s): Harry G. Mason
Hearing Site: Atlanta, GA
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| 10-02436 | 03/19/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Christopher Dickman
Respondent Lawyers(s): Christopher J. Dickman
Arbitrator(s): Charles W. Lavender
Hearing Site: Orlando, FL
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| 10-03530 | 03/09/2012 | Claimant(s): Denise Springer
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): George K. Beardsley, Deborah J. Powell, Charlotte F. Abington
Hearing Site: Tampa, FL
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| 09-06810 | 02/29/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Kent Elliott
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Lester Friedman, Gary A. Hooker, Val D. Hornstein
Hearing Site: San Francisco, CA
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| 11-03197 | 02/15/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Shawn Higley
Respondent Lawyers(s): Shawn Orin Higley
Arbitrator(s): Bernard F. Vail
Hearing Site: Portland, OR
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