| 17-02431 | 05/02/2019 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David A. Paul
Respondent(s): Ilan Adika
Respondent Lawyers(s): Jane Albertson
Arbitrator(s): Vicki Z. Holleman, Robert L. Nisely, Ronald Harris Kisner
Hearing Site: New York, NY
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| 16-01342 | 07/06/2018 | Claimant(s): Jeffry Brown
Claimant Lawyers(s): Joshua D. Rievman
Respondent(s): NB Alternatives Advisers LLC, Neuberger Berman LLC
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Ted M. Rosen, Robert L. Nisely, James M. Rhodes
Hearing Site: New York, NY
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| 15-03184 | 08/18/2016 | Claimant(s): Kevin Farrell
Claimant Lawyers(s): Kevin F. Farrell
Respondent(s): Brian Greenstein, Ardour Capital Investments
Respondent Lawyers(s): Brian Jay Greenstein, Kerry J. Dukes
Arbitrator(s): Robert L. Nisely
Hearing Site: New York, NY
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| 12-01476 | 05/08/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jeff Zimmerman
Respondent(s): James Kenny
Respondent Lawyers(s): James M. Kenny
Arbitrator(s): Robert L. Nisely, Leah R. Marks, Arthur M. Schoenberger
Hearing Site: New York, NY
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| 07-00680 | 12/10/2009 | Claimant(s): Kevin LeBlanc, Robert Berg
Claimant Lawyers(s): Jim L. Batson
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Robert L. Nisely, Christine Moore, Keith Eric Bettencourt
Hearing Site: New York, NY
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