| 18-02160 | 07/19/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert S. Whitman
Respondent(s): Carl Buhr
Respondent Lawyers(s): Edgar Rivera
Arbitrator(s): Evonne WJ Tolbert, Sandra J. Mullings, Martin L. Feinberg
Hearing Site: New York, NY
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| 18-01151 | 01/23/2020 | Claimant(s): Garett Ceraso
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Joseph R. Brancaleone, Martin L. Feinberg, Susan Manca
Hearing Site: New York, NY
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| 17-02796 | 04/03/2019 | Claimant(s): Mark Connelly
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Clsa Americas
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Philip M. Mandel, Pamela H. Roderick, Martin L. Feinberg
Hearing Site: New York, NY
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| 16-02022 | 11/30/2016 | Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Patrick White
Respondent Lawyers(s): Patrick Justin White
Arbitrator(s): Martin L. Feinberg
Hearing Site: New York, NY
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| 10-05426 | 09/23/2011 | Claimant(s): Douglas Woodham
Claimant Lawyers(s): Paul T. Shoemaker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin L. Feinberg, Carole R. Bernstein, David Serko
Hearing Site: New York, NY
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| 09-03923 | 09/02/2010 | Claimant(s): Charles Severs
Claimant Lawyers(s): Jonathan Harris
Respondent(s): CRT Capital Group LLC
Respondent Lawyers(s): Nancy E. Delaney
Arbitrator(s): Joseph A. Gottlieb, Anthony Michael Sabino, Martin L. Feinberg
Hearing Site: New York, NY
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| 09-01970 | 02/04/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jason Warner
Respondent(s): Adam Wachtel
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Susan C. Lushing, Martin L. Feinberg, J. Scott Colesanti
Hearing Site: New York, NY
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| 08-00006 | 01/16/2009 | Claimant(s): Craig Shere
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Calyon Securities (USA) Inc.
Respondent Lawyers(s): Tracey Tiska
Arbitrator(s): Earl S. Schwarz, Martin L. Feinberg, Joseph I. Liebman
Hearing Site: New York, NY
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