| 19-01677 | 12/18/2019 | Claimant(s): Alan Schryer
Claimant Lawyers(s): Erica Harris
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Ellen S. Robbins
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 19-00974 | 11/26/2019 | Claimant(s): Louis Windawi
Claimant Lawyers(s): Chad E Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-02686 | 03/21/2019 | Claimant(s): Mark Fasano
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-01333 | 02/05/2019 | Claimant(s): Jeffrey Lavin, Mark Sudol
Claimant Lawyers(s): Chad Weaver
Respondent(s): Sagepoint Financial., National Planning Corporation
Respondent Lawyers(s): Bradley Fishman, Scott R. Furbush
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-00092 | 12/24/2018 | Claimant(s): Ariel Bobroff, Gary Davis, William Tarrab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-00280 | 07/25/2018 | Claimant(s): Thomas Alley
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO
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| 15-01866 | 02/13/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Elizabeth H. Lindh
Respondent(s): Isidro Miramontes, Miramontes Capital
Respondent Lawyers(s): Anthony R. Bisconti, David Harrison
Arbitrator(s): Milton N. Gross, Marie Ann Stein, Mark Thomas Risner
Hearing Site: Los Angeles, CA
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| 16-01142 | 12/22/2016 | Claimant(s): Brad Stark
Claimant Lawyers(s): Chad Weaver
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Norman Cousins Sasamori, Milton N. Gross, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
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| 14-02371 | 05/08/2015 | Claimant(s): Brandon Chang, Winifred Sun
Claimant Lawyers(s): Christine A. Page
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Theresa Y. Hu, Karen L. Gold, Milton N. Gross
Hearing Site: Los Angeles, CA
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