Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02383 | 05/14/2024 | Claimant(s): Joseph Barbour Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Securities. Respondent Lawyers(s): Jonathan P. Hoffmann Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 23-00226 | 01/10/2024 | Claimant(s): Terry Hastings Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Allan R. Lazor Hearing Site: New Orleans, LA | ||
| 22-01754 | 06/05/2023 | Claimant(s): Kimberly Ripoll Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 22-01442 | 04/14/2023 | Claimant(s): James Malloch Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeanette E. Dennis Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-00417 | 11/04/2021 | Claimant(s): Jeffry Schneider Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 20-04174 | 08/16/2021 | Claimant(s): Christopher Hamm Claimant Lawyers(s): Brian Luther Respondent(s): Advantage Capital Corporation Respondent Lawyers(s): Helen Prater Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 21-01025 | 08/09/2021 | Claimant(s): James Garner Claimant Lawyers(s): Bryan Ward Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Paul M. Foster, Maryanne M. Esser, Allan R. Lazor Hearing Site: Little Rock, AR | ||
| 20-02571 | 04/29/2021 | Claimant(s): David Van Geffen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Allan R. Lazor Hearing Site: New Orleans, LA | ||
| 20-03114 | 03/22/2021 | Claimant(s): Darrell Pennington Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 19-00731 | 02/02/2021 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Matthew B Henneman Respondent(s): Amad Owidi Respondent Lawyers(s): Stephany D. McLaughlin Arbitrator(s): John F. Hinrichs, Lynne M. Gomez, Allan R. Lazor Hearing Site: Houston, TX |