FINRA Awards for Stuart H. Dunn

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-00957	06/25/2014	Claimant(s): Edward D. Jones & Co., L.P. Claimant Lawyers(s): Harry D. Frisch Respondent(s): Danny Lugar Respondent Lawyers(s): W. David Paxton Arbitrator(s): Stuart H. Dunn, Arthur J. Salzberg, Ramon M. Brinkman Hearing Site: Richmond, VA
13-00320	07/05/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jason Warner Respondent(s): Phillip Conley Respondent Lawyers(s): Phillip Wayne Conley Arbitrator(s): Stuart H. Dunn Hearing Site: Charleston, WV
10-02588	03/13/2013	Claimant(s): Wanda Sears Claimant Lawyers(s): Lisia L. Leon Respondent(s): Ameriprise Financial Services., Janet Vandenbark, Richard Zue Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Stuart H. Dunn, Dawn H. DeHart, Michelle Diane Harrington Hearing Site: Richmond, VA
12-01637	11/19/2012	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Claimant Lawyers(s): Andrew R. Park Respondent(s): Sean Pepe Respondent Lawyers(s): Sean Phillip Pepe Arbitrator(s): Stuart H. Dunn Hearing Site: Norfolk, VA
11-02203	08/08/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Edward J. Heffernan Respondent(s): David Capps Respondent Lawyers(s): Paul G. Beers Arbitrator(s): Clarence Jordan Ball, Stuart H. Dunn, Donita M. King Hearing Site: Richmond, VA
09-03003	04/09/2010	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Jason Williams, Wells Fargo Advisors Respondent Lawyers(s): Henry I. Willett Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King Hearing Site: Richmond, VA