| 16-03159 | 08/25/2017 | Claimant(s): Jeffrey Thoele
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Next Financial Group., The O.N. Equity Sales Company, Walnut Street Securities.
Respondent Lawyers(s): Jeremy Carr, John Unger, Mark E. Elsener
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
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| 16-03096 | 08/22/2017 | Claimant(s): Stephen Dellelo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities, Next Financial Group.
Respondent Lawyers(s): Eunice Jordan, John T. Unger
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
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| 16-00509 | 06/14/2017 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Erryn Barkett
Respondent Lawyers(s): Sean M. Golden
Arbitrator(s): Christopher M. McMurray, Alison Wright Feehan, Peter B. Loewenberg
Hearing Site: Richmond, VA
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| 12-03963 | 09/11/2013 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Gary Klein
Respondent(s): Michael Kolacz
Respondent Lawyers(s): Michael D. Kolacz
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
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| 10-02648 | 06/15/2011 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): William Abruzzino
Respondent Lawyers(s): William Abruzzino
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
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| 10-03524 | 02/16/2011 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): Clyde Thornburg
Respondent Lawyers(s): Clyde Marshall Thornburg
Arbitrator(s): William F. Glaser
Hearing Site: Tampa, FL
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| 09-04616 | 05/20/2010 | Claimant(s): Next Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): Jeremy Mcgilvrey
Respondent Lawyers(s): Jeremy McGilvrey - SID# 469949
Arbitrator(s): Gregory E. Muenster
Hearing Site: Houston, TX
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| 08-02059 | 06/10/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Brian Radoo, Next Financial Group.
Respondent Lawyers(s): Brian Radoo, Melvin G. Mosley
Arbitrator(s): Marguerite B. Filson, Robert S. Getman, James D. Yellen
Hearing Site: New York, NY
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