Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04107 | 08/11/2021 | Claimant(s): Richard Braverman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 20-02975 | 08/10/2021 | Claimant(s): James Barbi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 20-03060 | 08/10/2021 | Claimant(s): Christopher McDowall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara Lydia Velez Santiago Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR | ||
| 20-01826 | 08/06/2021 | Claimant(s): Jonathan Hoelscher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Harlita R. Tomlinson Hearing Site: Cincinnati, OH | ||
| 20-02654 | 08/06/2021 | Claimant(s): Margaret Rivera Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citicorp Investment Services Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-03135 | 08/06/2021 | Claimant(s): Wesley Sorensen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-03203 | 08/02/2021 | Claimant(s): Ari Spar Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): William G. Binckes Hearing Site: New York, NY | ||
| 20-03692 | 08/02/2021 | Claimant(s): Chi-Hong Chu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-02795 | 07/30/2021 | Claimant(s): Garland Homes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard James Igou Hearing Site: Raleigh, NC | ||
| 20-02974 | 07/27/2021 | Claimant(s): Norman Eccarius Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Saxony Securities. Respondent Lawyers(s): Ryan C. Klump Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO |