| 08-04888 | 10/20/2010 | Claimant(s): Stephen Finkelstein
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): UBS Securities LLC, UBS Global Asset Management (US) Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Earl S. Schwarz, Howard D. Jacob, Peter A. Kiefer
Hearing Site: New York, NY
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| 08-00873 | 06/24/2010 | Claimant(s): Zain Abdullah
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Calyon Securities (USA) Inc
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Howard Breindel, Mark Mendley, Mark J. Happe
Hearing Site: New York, NY
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| 08-01222 | 05/25/2010 | Claimant(s): Gary Mohamed
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Jonathan L. Isreal
Arbitrator(s): Richard W Berenger, Howard Breindel, Ernesto V. Luzzatto
Hearing Site: New York, NY
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| 07-03536 | 11/04/2009 | Claimant(s): Michael Lewis
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Nordic Partners.
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Veera V. Konka, Preston V. Pumphrey, Howard Weitz
Hearing Site: New York, NY
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| 08-00441 | 06/17/2009 | Claimant(s): Michael Maloney
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Joan M. Traub, Alida D. Camp, Donald Raymond McNally
Hearing Site: New York, NY
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| 08-00732 | 06/04/2009 | Claimant(s): Kurt Lichtman
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Greenwich Capital
Respondent Lawyers(s): Keith A. Markel
Arbitrator(s): Lionel C. Bandler, Jill I. Gross, Lori Ann Romeo
Hearing Site: New York, NY
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| 06-02602 | 05/22/2008 | Claimant(s): James Parascandola
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Barclays Capital.
Respondent Lawyers(s): Nicolas Bourtin
Arbitrator(s): John J. Lynch, Ivan W. Harper, David Kramer
Hearing Site: New York, NY
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