FINRA Awards for Cetera Advisor Networks LLC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01390	03/29/2024	Claimant(s): Gregory Thorn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
22-02451	09/13/2023	Claimant(s): James Williams Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
22-00654	04/28/2023	Claimant(s): Troy Stine Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): A. G. Edwards & Sons., Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein, Deirdre Wolff Arbitrator(s): Maryanne M. Esser, Irving Sylvester Moses, Stuart Diamond Hearing Site: Houston, TX
22-01249	12/20/2022	Claimant(s): Stanley Cooper Claimant Lawyers(s): Denis Dice Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David G. Smitham Arbitrator(s): Jim Geiger, Alan J. Blocher, Thomas R Nathan Hearing Site: Philadelphia, PA
21-03114	09/01/2022	Claimant(s): Gary Meagher Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA
21-03059	08/05/2022	Claimant(s): Robert Wolfe Claimant Lawyers(s): Benjamin Winograd Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Diane M. Perry Hearing Site: Boca Raton, FL
19-01231	12/01/2021	Claimant(s): Mamdoh Abas Claimant Lawyers(s): Darren Veracruz Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Chad Weaver Arbitrator(s): Roberta Haft, Michael Harrison, Nicholes W. Ghnouly Hearing Site: Los Angeles, CA
20-03061	06/07/2021	Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael Lancaster Garcia Hearing Site: Reno, NV
20-02396	02/26/2021	Claimant(s): James Regier Claimant Lawyers(s): Jon M. Stanfield Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO
20-02191	01/25/2021	Claimant(s): David Stokes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA