Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03819 | 08/07/2019 | Claimant(s): Thomas Goodson Claimant Lawyers(s): Amir Tadjedin Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-03682 | 05/31/2019 | Claimant(s): Brian Levy Claimant Lawyers(s): Frances Menzer Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-01826 | 05/08/2019 | Claimant(s): Pablo Vaquera Claimant Lawyers(s): Pablo Raul Vaquera Respondent(s): National Planning Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Daniel A. Seiver, Jack R. Goetz, Stephen Howard Marcus Hearing Site: Los Angeles, CA | ||
| 18-00989 | 04/15/2019 | Claimant(s): Richard Allison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | ||
| 18-01333 | 02/05/2019 | Claimant(s): Jeffrey Lavin, Mark Sudol Claimant Lawyers(s): Chad Weaver Respondent(s): Sagepoint Financial., National Planning Corporation Respondent Lawyers(s): Bradley Fishman, Scott R. Furbush Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 18-01738 | 01/14/2019 | Claimant(s): Richard Maxey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Valic Financial Advisors. Respondent Lawyers(s): Chad Weaver, Cora E. MacLean Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | ||
| 18-01318 | 12/28/2018 | Claimant(s): Adam Goldstein Claimant Lawyers(s): Chad Weaver Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 18-00480 | 12/03/2018 | Claimant(s): Charles Duncan Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mandel E. Himelstein Hearing Site: San Diego, CA | ||
| 18-00003 | 06/20/2018 | Claimant(s): Securities America. Claimant Lawyers(s): Chad Weaver Respondent(s): Timothy Ballard Respondent Lawyers(s): Timothy David Ballard Arbitrator(s): George King Hearing Site: San Francisco, CA | ||
| 17-02375 | 03/26/2018 | Claimant(s): Brad Stark Claimant Lawyers(s): Chad Weaver Respondent(s): National Planning Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Kirtley M. Thiesmeyer, Joseph L. Hagan, Kathleen Smith Adams Hearing Site: Los Angeles, CA |