| 21-02318 | 04/18/2023 | Claimant(s): Raymond, James & Associates., Michael Kuras, Patrick Marsh, Raymond James Financial.
Claimant Lawyers(s): Robert J. Becher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Brian R. Cohen, James M. Rhodes, Paul C. Tang
Hearing Site: New York, NY
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| 20-00169 | 09/03/2021 | Claimant(s): Dominick Pagliaro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Elizabeth C. Polido
Arbitrator(s): Paul C. Tang, Carol Maria Luttati, Leland Harris
Hearing Site: New York, NY
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| 20-02610 | 06/04/2021 | Claimant(s): Walter Suarez
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Paul C. Tang
Hearing Site: New York, NY
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| 20-02174 | 04/23/2021 | Claimant(s): Oscar Seidel
Claimant Lawyers(s): Oscar Francisco Seidel
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Rory M. McLaughlin, Paul C. Tang, Dalia Zaza
Hearing Site: New York, NY
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| 19-02723 | 12/17/2020 | Claimant(s): Keith Goggin
Claimant Lawyers(s): Stephen J. Nelson
Respondent(s): James Durkin, Integral Derivatives
Respondent Lawyers(s): Gary M. Miller, Todd C. Jacobs
Arbitrator(s): Paul C. Tang, Kathleen Cawley, John Michael Richardson
Hearing Site: New York, NY
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| 18-03952 | 09/30/2019 | Claimant(s): Beech Hill Securities.
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Michael Fontaine, William Buchanan, CIM Securities
Respondent Lawyers(s): Daniel Gildin
Arbitrator(s): Ronnie Steinkoler, Paul C. Tang, Albert Rizzo
Hearing Site: New York, NY
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| 11-04679 | 02/12/2013 | Claimant(s): Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): James Pryor
Respondent Lawyers(s): Michael Mui
Arbitrator(s): Martin Hunger, Alfred H. Kingon, Paul C. Tang
Hearing Site: New York, NY
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