Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01491 | 09/03/2013 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): William McCourt Schmitt Respondent(s): Ricky Bell Respondent Lawyers(s): Ricky E. Bell Arbitrator(s): Michael E. Weddington Hearing Site: Raleigh, NC | ||
| 12-03909 | 05/30/2013 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): William McCourt Schmitt Respondent(s): Jason Steele Respondent Lawyers(s): Jason Leon Steele Arbitrator(s): Thomas W. Allen Hearing Site: Raleigh, NC | ||
| 10-00314 | 12/12/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Christopher Lane Respondent Lawyers(s): Laura Noble Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, Michael Lloyd Weisel Hearing Site: Raleigh, NC | ||
| 11-03198 | 10/01/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): James Upham Respondent Lawyers(s): James Upham Arbitrator(s): Robert P. Porter Hearing Site: Raleigh, NC | ||
| 11-01047 | 03/29/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): William Flowers Respondent Lawyers(s): Steven C. Lawrence Arbitrator(s): Richard E. Miley Hearing Site: Raleigh, NC | ||
| 11-03487 | 03/13/2012 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Brian R. Mills Respondent(s): Joseph Jackson Respondent Lawyers(s): Steven C. Lawrence Arbitrator(s): Stephen P. Hoffman Hearing Site: Raleigh, NC | ||
| 11-00139 | 11/21/2011 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Bradlee Hager Respondent Lawyers(s): Bradlee P. Hager Arbitrator(s): Peter B. Vaden Hearing Site: Raleigh, NC | ||
| 10-04444 | 10/04/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Todd Ratner Respondent(s): Elliott Moskowitz Respondent Lawyers(s): Michael G. Donovan Arbitrator(s): Mollie Wagner Neal Hearing Site: Raleigh, NC | ||
| 11-00102 | 08/02/2011 | Claimant(s): NEXT Financial Group. Claimant Lawyers(s): Owen P. McGill Respondent(s): Randall Simpson Respondent Lawyers(s): Randall Simpson Arbitrator(s): Robert P. Porter Hearing Site: Raleigh, NC | ||
| 10-02651 | 05/19/2011 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David Markun Respondent(s): Robert Shigley Respondent Lawyers(s): Robert P. Shigley Arbitrator(s): Lynne T. Albert Hearing Site: Raleigh, NC |