20-03766 | 09/23/2021 | Claimant(s): Christopher Bond Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily Hayes Arbitrator(s): Steven J. Petrie, Anna M. Fanelli, Royce Russell Hearing Site: New York, NY
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18-04300 | 05/28/2019 | Claimant(s): Randolph Feliz Claimant Lawyers(s): Randolph Kendall Feliz Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Royce Russell, Christian Leslie Billet, Albert Rizzo Hearing Site: New York, NY
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10-05444 | 03/16/2011 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): Morgan Stanley, Stephen Beatty Respondent Lawyers(s): David A. Stein, Joe Gehring Arbitrator(s): Aubrey Lees, Mark J. Happe, Royce Russell Hearing Site: New York, NY
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09-05369 | 02/17/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Brady J. Hermann Respondent(s): Dennis Briscoe Respondent Lawyers(s): Dennis B. Briscoe Arbitrator(s): Stanley F. Meyerson, Romaine L. Gardner, Royce Russell Hearing Site: New York, NY
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09-04107 | 12/29/2010 | Claimant(s): Jeffrey Bischoff Claimant Lawyers(s): Matthew W. Woodruff Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jennifer M. Horowitz Arbitrator(s): Royce Russell, Zuhayr A. Moghrabi, Gary Leonard Leventhal Hearing Site: New York, NY
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06-01892 | 01/23/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jennifer R. Seltenrich Respondent(s): John Kennedy Respondent Lawyers(s): Raymond Nardo Arbitrator(s): Norris D. Wolff, Stuart Rothenstein, Royce Russell Hearing Site: New York, NY
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