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FINRA Awards for Euro Pacific Capital.

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0245604/16/2019Claimant(s): Matt Ward
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Euro Pacific Capital., Maxwell Capital.
Respondent Lawyers(s): Annette Calveri, Robert H. Decker
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
15-0148404/04/2018Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): Rachael Kierych
Respondent(s): Oppenheimer & Co. Inc.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Robert J. Kheel, Jack Friedman, Jerry M. Greenspan
Hearing Site: New York, NY
13-0010812/29/2015Claimant(s): Jeffrey Press
Claimant Lawyers(s): Patrick James Boyd
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema
Arbitrator(s): Robina Fedora Asti, Jill I. Gross, Linda J. Baer
Hearing Site: New York, NY
11-0007904/27/2012Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): Peter D. Schiff
Respondent(s): Pershing LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Thomas F. Ryan, Daniel Baruch Lidawer, Jeffrey L. Durkes
Hearing Site: Chicago, IL
09-0462004/22/2010Claimant(s): Peter Schiff, Euro Pacific Capital.
Claimant Lawyers(s): Debra L. Fischer
Respondent(s): Charles Hanlon
Respondent Lawyers(s): Charles Patrick Hanlon
Arbitrator(s): Mario H. Metzger, Glen W. Hanne, Christopher William Shaw
Hearing Site: Los Angeles, CA
07-0359403/03/2009Claimant(s): Euro Pacific Capital.
Claimant Lawyers(s): John D. Pernick
Respondent(s): Kimberly Hardaker
Respondent Lawyers(s): Byron D. Groves
Arbitrator(s): Jonathan Schwartz, Mary M. O'Neil, Kendall C. Reed
Hearing Site: Los Angeles, CA
07-0211102/06/2009Claimant(s): Paul Baiocchi
Claimant Lawyers(s): L.B. Chip Edleson
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Debra L. Fischer
Arbitrator(s): Laurent C. Vonderweidt, Dennis A. Torres, Debra Brothers Self
Hearing Site: Los Angeles, CA
07-0175401/02/2008Claimant(s): Sterling Financial Investment Group
Claimant Lawyers(s): Joshua Bleil
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Sherryll Martens Dunaj
Arbitrator(s): Michael S. Hill, Coletta L. Dorado, Rosemary E. Desmond
Hearing Site: Boca Raton, FL

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